Core parts

What the policy should include.

  1. Goals and time horizon.
  2. Target allocation and allowed drift bands.
  3. Contribution, withdrawal, and cash rules.
  4. Tax-aware rebalancing process.
  5. Review calendar and change triggers.
Rules

Write rules before volatility arrives.

Rules help investors avoid improvising. For example: rebalance when a major allocation drifts more than 5 percentage points, review quarterly, and use new contributions before selling in taxable accounts.

Common mistakes

A policy is not useful if it is vague.

"Invest for the long term" is a slogan, not a rule. Useful policies define numbers, dates, conditions, and exceptions.

Next actions

Build the document.